Meta Octav is a Swiss company assisting clients to understand and prepare for Regulatory Management framework that is essential to ensure clients remain compliant with the complex and evolving local and international laws. 

Here's a list of specific Regulatory Management services that our company offers pristine clients:

1. Licensing and Regulatory Authorizations

• Assistance with obtaining regulatory licenses (e.g., FINMA licenses for financial intermediaries, asset managers, trustees)

• Ongoing compliance with licensing obligations

• Advice on licensing exemptions where applicable

2. Compliance Framework Design and Implementation

• Development of internal policies and procedures (AML, CTF, KYC, GDPR, etc.)

• Creation of compliance manuals tailored to the client’s structure

• Risk assessment frameworks for ongoing regulatory exposure

3. Ongoing AML/KYC Compliance Services

• Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) support

• Periodic KYC refresh cycles

• Screening against sanctions and PEP lists

• Transaction monitoring setup and ongoing review

4. Regulatory Reporting and Filings

• Assistance with reporting obligations to Swiss authorities (e.g., FINMA, ARIF, or other SROs)

• CRS and FATCA compliance and reporting

• Ultimate Beneficial Owner (UBO) registry filings (if applicable)

 5. Data Protection and GDPR/Swiss DPA Compliance

• Advice and implementation of privacy policies and data protection frameworks

• Regulatory gap analysis for cross-border data flows

• Acting as external Data Protection Officer (DPO), if needed

 6. Regulatory Monitoring and Advisory

• Ongoing monitoring of regulatory changes and impact assessments

• Alerts and newsletters for legal/regulatory updates

• Strategic advice on adapting structures to remain compliant

 7. Governance and Risk Management Support

• Development of governance structures aligned with Swiss and international best practices

• Risk and compliance training for directors and officers

• Conflict of interest assessments and internal control support

 8. Internal Audits and Regulatory Reviews

• Compliance health checks and mock regulatory audits

• Independent internal audits as required under Swiss regulations

• Preparation and support for real regulatory inspections

 9. Cross-Border Compliance & International Structuring Advice

• Analysis of regulatory obligations in multi-jurisdictional setups

• Tax and compliance impact assessments for cross-border structures

• Coordination with foreign counsel for aligned compliance

10. External Compliance Officer Services

• Acting as outsourced compliance officer (as required for certain regulated entities)

• Liaison with Swiss regulators and SROs